-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQTnbs8/+dehSaJYvj7aU8g4ngH2/tbUS3ihGwlwrPuxjNxPlWDUvOrrNg2NzDyt htvvdS7Mr93JPafkYZM1ag== 0001187521-06-000004.txt : 20061208 0001187521-06-000004.hdr.sgml : 20061208 20061208160720 ACCESSION NUMBER: 0001187521-06-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061208 DATE AS OF CHANGE: 20061208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FEDERAL BANCSHARES INC /DE CENTRAL INDEX KEY: 0001113107 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 371397683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60553 FILM NUMBER: 061265838 BUSINESS ADDRESS: STREET 1: 109 EAST DEPOT STREET CITY: COLCHESTER STATE: IL ZIP: 62326 BUSINESS PHONE: 3097763225 MAIL ADDRESS: STREET 1: 109 EAST DEPOT STREET CITY: COLCHESTER STATE: IL ZIP: 62326 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRASER EDWIN CENTRAL INDEX KEY: 0001187521 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 195 MARINE STREET CITY: FARMINGDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 6312937393 MAIL ADDRESS: STREET 1: 195 MARINE ST CITY: FARMINGDALE STATE: NY ZIP: 11735 SC 13G 1 ffbi13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* First Federal Bancshares, Inc. (Name of Issuer) Common Stock ($0.01 Per Share) (Title of Class of Securities) 32021B-10-3 (CUSIP Number) (Date of Event Which Requires Filing of this Statement) December 8, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. Names of Reporting Person / I.R.S. Identification Nos. of above persons (Entities only). Edwin Fraser 2. Check the Appropriate Box if a Member of a Group (See Instructions): (a) |_| (b) |_| 3. SEC Use Only 4. Citizenship or Place of Organization United States of America 5. Sole Voting Power Number of Shares 82,625 Beneficially Owned by 6. Shared Voting Power Each Reporting 0 Person With: 7. Sole Dispositive Power 82,625 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 82,625 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares |_| (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 6.6% 12. Type of Reporting Person (See Instructions) IN Item 1 (a). Name of Issuer: First Federal Bancshares, Inc. Item 1 (b). Address of Issuer's Principal Executive Offices: 109 East Depot Street, Colchester, IL 62326 Item 2 (a). Name of Person Filing: Edwin Fraser Item 2 (b). Address of Principal Business Office or, if none, Residence: 195 Marine Street, Farmingdale, New York 11735 Item 2 (c). Citizenship: United States of America Item 2 (d). Title of Class of Securities: Common Stock Item 2 (e). CUSIP Number 32021B-10-3 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Exchange Act; (b) [ ] Bank as defined in section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. The holdings reported herein are stated as of December 8, 2006. (a) Amount beneficially owned: 82,625 (b) Percent of class: 6.6% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 82,625 shares (ii) Shared power to vote or to direct the vote: 0 shares (iii)Sole power to dispose or to direct the disposition of: 82,625 shares (iv) Shared power to dispose or to direct the disposition of:0 shares Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 8, 2006 (Date) /s/ Edwin Fraser (Signature) Edwin Fraser (Name/Title) Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----